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ASIC bans Brisbane-based financial adviser for five years
www.moneymanagement.com.au
[Money Management] - Commenting on the case, ASIC commissioner Peter Kell said financial advisers who failed meet their obligations would be "removed from the industry". Giraldo has the right to appeal to the Administrative Appeals Tribunal for a review of the ASIC decision.
Price isn't everything
www.theage.com.au
[The Age] - The commissioner of the Australian Securities and Investments Commission (ASIC), Peter Kell, says there's nothing intrinsically wrong with selling insurance directly, but if the consumer isn't getting independent advice then insurance companies need to
Adviser banned for deceptive conduct
www.wealthprofessional.com.au
[Wealth Professional] - “If financial advisers fail to meet their obligations we will make sure they are removed from the industry,” said ASIC Commissioner, Peter Kell. Giraldo can appeal to the Administrative Appeals Tribunal for a review of ASIC's decision. More stories
ASIC: “We haven't been taking a holiday”
www.wealthprofessional.com.au
[Wealth Professional] - As ASIC Commissioner Peter Kell pointed out when it was his turn to take the stage at the AFA's Brisbane roadshow, one of the key issues that allows bad apples to stay in the industry is the “significant variation” between licensees in their approach
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