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SEC Settles Microcap Fraud Scheme With Attorney, Two Audit Firms,...

www.jdsupra.com
Microcap fraud is a key part of the broken windows enforcement approach. One of the more significant actions brought in this regard is In the Matter of John...

Canadian Stock Promoter Settles with SEC on Micro-Cap Fraud

stockpromoters.com
... Jason Griffith, Philip Zhang, and Chris Whetman, and a Texas-based audit firm M&K CPAS PLLC and its partners Matt Manis, Jon Ridenour, ...

SEC Settles Microcap Fraud Scheme With Attorney, Two Audit ...

www.lexisnexis.com
Sep 21, — Jon Ridenour, CPA: consented to the entry of a cease and desist order based on Securities Act Sections 17(a)(2) and (3). › securities › securities › posts

This Week in Securities Litigation (The Week Ending January 16, 2015)...

www.lexisnexis.com
The Commission brought cases related to HFT this week, but not against those traders. One action involved the operations of one of the largest dark pools. A...
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