Gene Demaio and Finra's Market Regulation - Free people check

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Gene DeMaio | FINRA

www.sifma.org

Gene DeMaio is an Executive Vice President in FINRA's Market Regulation Department where he manages the Options Regulation and Trading and Financial ...

Gene DeMaio | FINRA.orgwww.finra.org › about › gene-demaio

www.finra.org

Gene DeMaio is Executive Vice President in FINRA's Market Regulation Department, with responsibility for managing the Options Regulation and Trading and ...

Gene DeMaio - EVP, Options Regulation at FINRA | The Org

theorg.com

Gene DeMaio is Executive Vice President in FINRA's Market Regulation Department, with responsibility for managing the Options Regulation and Trading and ...

FINRA To Examine Options Desks

cardinalcompliance.wordpress.com

by pomara1 This is new, Gene DeMaio, an exec in FINRA's market regulation department, recently told a crowd at the FIA/OIC options conference. Some firms have already started getting letters. Some of the on-sites have already started. ...

All web results to the name "Gene Demaio"

FINRA Eyes Options Manipulation - Traders Magazinewww.tradersmagazine.com › departments › brokerage › finra-eyes-options...

www.tradersmagazine.com

Oct 1, · “This is an area of interest for us,” Gene DeMaio, a senior vice president in FINRA's market regulation division, said at a recent industry event.

Market Regulation: Examination Pilot Program and Surveillance ...www.unitedcle.com › CLE › Nevada-NV › Courses › Corporate-Law › Ma...

www.unitedcle.com

Gene DeMaio is a Senior Vice President in FINRA's Market Regulation Department where he manages the Options Regulation program, which he was ...

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