News
LPL hires former Wall St regulator to bolster regulatory expansion -...
www.reuters.com
Emily Gordy, a former enforcement executive at the Financial Industry Regulatory Authority (FINRA), will run the part of the firm's legal group ...
LPL Financial Names Emily Gordy Executive Vice President, Deputy...
article.wn.com
LPL Financial Names Emily Gordy Executive Vice President, Deputy General Counsel (LPL Financial Holdings Inc) ... (Source: LPL Financial ...
Veteran FINRA Enforcer Emily Gordy Joins McGuireWoods in Washington...
www.mcguirewoods.com
Emily P. Gordy, who managed enforcement operations at the Financial Industry Regulatory Authority and served as chief regulatory counsel for ...
LPL Financial Names Emily Gordy Executive Vice President, Deputy...
www.globenewswire.com
SAN DIEGO, Sept. 17, (GLOBE NEWSWIRE) -- LPL Financial LLC, the nation's largest independent broker-dealer*, a custodian for ...
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