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IIROC imposes more fines against member firms - Winnipeg ...www.winnipegfreepress.com › business
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IIROC senior vice-president Elsa Renzella says it is seeking more legal disciplinary authorities from Canada's provincial and territorial ...
Display event - Securities Advocacy - The Advocates' Societyadvocates.ca › TAS › Events › Event_Display
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Elsa Renzella, Investment Industry Regulatory Organization of Canada Faculty Includes: The Honourable Susan E. Lang, Chair, Investment ...
IIROC publishes annual enforcement report
www.wealthprofessional.ca
... Canada to enhance our enforcement effectiveness,” said Elsa Renzella, IIROC's senior vice president for Registration and Enforcement.
IIROC launches consultation on rep competency profiles ...www.wealthprofessional.ca › news › regulators › iiroc-l...
www.wealthprofessional.ca
... and promote the health of Canada's capital markets,” said Elsa Renzella, senior vice president of Enforcement and Registration at IIROC.
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