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Mutual Funds - New SEC Sweep Exams and More
seccc.com
We have heard so much about the SEC's focus on private fund managers, but now attention is turning to include registered funds as well. OCIE Deputy
Mary Schapiro deixa SEC e é substituída por Elisse Walter -...
fundspeople.com
Para a substituir, o presidente norte-americano, Barack Obama, escolheu Elisse Walker, comissária da SEC e que, segundo o Wall Street ...
Will Cox Bite the Bullet on Shareholder Proxy Rights? - CBS News
www.cbsnews.com
It soon will be moment-of-truth time for Christopher Cox, chairman of the U.S. Securities & Exchange Commission, regarding one of the most fundamental...
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