News
Public Deeds: Gigs and Garlands
www.theledger.com
[The Ledger] - The authority is a nongovernmental regulator for the securities industry. This month, the authority fined Brookstone $1 million, and ordered owner Antony Turbeville and broker Christopher Kline to pay $1.6 million in restitution. Last week, the
2 Agencies Investigate Troubled Lakeland Company Brookstone Securities
www.theledger.com
[The Ledger] - Earlier this month, FINRA fined the company $1 million, and Turbeville and broker Christopher Kline were ordered to pay more than $1.6 million in restitution because they "made fraudulent sales" to elderly clients without notifying them of potential
Lakeland's Brookstone Securities Closes While It Appeals Fines
www.theledger.com
[The Ledger] - Turbeville and broker Christopher Kline were ordered to pay more than $1.6 million in restitution because they "made fraudulent sales" to elderly clients without notifying them of potential risks, according to FINRA documents. Turbeville and Kline were
Owner of Lakeland Investment Firm Fined $1 Million for "Fraudulent Sales"
www.theledger.com
[The Ledger] - The authority also levied a $1 million fine against the firm, Brookstone Securities of Drane Field Road in Lakeland, according to the ruling. Brookstone's owner, Antony Turbeville, and broker Christopher Kline have been barred from the securities
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